Lexington Wealth Management and Financial Advisors IT Services

We provide IT support, cybersecurity, and compliance-focused technology services for wealth management firms, RIAs, and financial advisors in Lexington, throughout Kentucky, and across the country. Our team helps firms strengthen secure remote access, improve cybersecurity monitoring, support compliance efforts, secure Microsoft 365 environments, and standardize technology across branch offices.

Schedule Your 15-Minute Consultation Today

 
a woman sitting at a desk

Lexington Wealth Management and Financial Advisors IT Services: Common Challenges or Pain Points

Regulatory Compliance: Keeping up with ever-changing regulations such as FTC Safeguards, FINRA and the SEC can be challenging. Non-compliance can lead to significant fines, legal action, and reputational damage.

Cybersecurity Threats: Financial advisors and wealth management firms are frequently targeted by cybercriminals seeking to steal sensitive data. Without robust security measures, your institution may be at risk of data breaches, fraud, and financial loss.

Downtime and Reliability: Even minor IT issues can cause significant disruptions in financial operations, leading to lost revenue and frustrated customers. Ensuring reliable IT systems is crucial for maintaining trust and operational efficiency.

Data Management: Handling, storing and sharing large volumes of sensitive financial data requires advanced data management solutions. Ensuring data integrity, availability, and security is critical to maintaining compliance and customer trust.

IT Infrastructure Scalability: As your firm grows, your IT infrastructure needs to scale to accommodate increased demand. Without scalable solutions, you may face performance bottlenecks and increased IT costs. Multi-state wealth management firms need to standardize on IT infrastructure to streamline operations.

Read Financial Advisor Loses $50K To A Scammer in our blog here.

25

Years in Business

250+

Satisfied Customers

1000+

Endpoints Managed

Why Choose Next Century Technologies IT Services For Wealth Management Firms?

Regulatory Compliance Expertise: We understand the complex regulatory environment that wealth management firms and financial advisors operate within. Our team ensures that your IT systems comply with industry standards such as FINRA, FTC Safeguards, and the SEC, to reduce compliance risks.

Advanced Cybersecurity Measures: Wealth management firms and financial advisors are prime targets for cyberattacks. Share data with your customers securely.

Proactive IT Management: Our 24/7 monitoring services identify and address potential issues before they become critical problems for your advisors and staff.

Fast and Reliable Support: We keep your advisors and staff working at all hours with our 24/7 helpdesk.

Data Backup and Recovery: Be confident in your business continuity and backups.

Wealth Management IT Gaps We Help Fix

FTC Safeguards apply to all wealth management and financial advisors

  • Missing FTC Safeguards and SEC IT policies and procedures
  • Weak remote access standards
  • Cyber insurance gaps
  • Missing risk assessment
  • Poor email security

Read The Shocking Facts About The New FTC Safeguards Rule That Affect Nearly EVERY Small Business Operating Today here.
Schedule Your 15-Minute Consultation

Our IT Services


Icon / Logo

Managed IT Services

Comprehensive management of your entire IT infrastructure, from routine maintenance to strategic planning, ensuring optimal performance and minimal downtime.
Icon / Logo

Co-Managed IT Services

Designed to complement and enhance your existing IT department. We work closely with your internal team, providing them with additional expertise and resources.
Icon / Logo

Cybersecurity Services

Protecting your business from cyber threats with advanced security solutions, including firewalls, antivirus software, pentests, risk assessments, vulnerability scans, and continuous monitoring, to safeguard your data and systems.
Icon / Logo

HIPAA Compliance Services

Ensuring that your business meets all HIPAA regulations, protecting sensitive patient information, and avoiding costly fines with our expert compliance solutions.
Icon / Logo

Data Backup and Recovery

Offering reliable data backup solutions to prevent data loss and providing fast recovery options in the event of an unexpected disaster.
Icon / Logo

Speaking Engagements & Seminars

Educating your team through informative speakers and webinars on the latest technology trends, cybersecurity best practices, and IT management strategies.
Icon / Logo

FTC Safeguards Compliance Services

We tailor our FTC compliance services to fit your specific industry, operational goals, and risk profile, ensuring a perfect fit for your business.

Here's What Our Clients Are Saying About Our Services

" LOCAL COMPANY WITH EXPERIENCE WE COUNT ON

When you have an issue, which could be a breach or other type of cyber incident, you need help immediately. Next Century Technologies has always been there for us when we've had issues, been on-site here in our offices, and worked with us until the issues were resolved. They are a local company...

When you have an issue, which could be a breach or other type of cyber incident, you need help immediately. Next Century Technologies has always been there for us when we've had issues, been on-site here in our offices, and worked with us until the issues were resolved. They are a local company with experienced personnel who continue to assist us with upgrades and updates along with cyber incidents."


a man with white hair

Lana McGinnis

Finance Administrator, Sturgill Turner Barker & Maloney

" THEY DO THE HEAVY LIFTING, PROVIDE GREAT CUSTOMER SERVICE AND COMMUNICATE WELL

Our employees and administrators are busy. They don't have time to agonize over the right IT equipment, software, or just basic issues that arise with technology. Next Century Technologies allows us to have a trusted partner who can do the heavy lifting for those types of decisions and assist...

Our employees and administrators are busy. They don't have time to agonize over the right IT equipment, software, or just basic issues that arise with technology. Next Century Technologies allows us to have a trusted partner who can do the heavy lifting for those types of decisions and assist with any issues that arise once those decisions are made.

The team at Next Century Technologies provides great customer service. When our employees, who may not be tech savvy, have questions and reach out, the Next Century technician is able to communicate effectively in what is often a stressful situation and resolve the issues as quickly as possible. Next Century goes above and beyond in this way. Also, timely responses are key, and someone is always available either immediately or with a very quick return call.


a woman with blonde hair

Jennifer Durbin

Director of HR, American Health Management

" WORKFLOWS IMPROVED COMPANY-WIDE THANKS TO SYSTEM UPGRADES

Next Century Technologies has a wonderful team and is very fast to respond to issues and get them taken care of in a timely manner. This has been a huge help to me as someone with several different responsibilities. Also, the upgrades implemented by Next Century Technologies to our systems have...

Next Century Technologies has a wonderful team and is very fast to respond to issues and get them taken care of in a timely manner. This has been a huge help to me as someone with several different responsibilities. Also, the upgrades implemented by Next Century Technologies to our systems have helped us improve workflow company-wide at all three locations. They have the ability to remotely manage our computers and resolve issues without having to travel, which has saved us a lot of time."


a man with a straight face

Matt Finney

IT Manager, Everburn Manufacturing

Frequently Asked Questions (FAQs) About Wealth Management and Financial Advisor IT Services

Can you help our team work securely from home or while traveling?
Yes. We help wealth management firms set up secure remote access so advisors and staff can work safely from home, in the office, or on the road while helping protect client data and firm systems.
What IT services do wealth management firms and financial advisors need?

Wealth management firms and financial advisors need reliable IT support, cybersecurity, secure remote access, Microsoft 365 security, backup and disaster recovery, compliance-focused support, and help standardizing technology across offices. These services help protect sensitive client data, reduce downtime, and support daily operations. Our Elite Managed IT Services Plan is just what an advisor or wealth management firm needs.

Can you help wealth management firms with cybersecurity?
Yes. We help wealth management firms strengthen cybersecurity with tools and services such as firewall management, endpoint protection, multi-factor authentication, security monitoring, email security, and employee cybersecurity awareness training.
Can you help secure Microsoft 365 for our advisory firm?
Yes. We help wealth management firms secure Microsoft 365 with stronger access controls, multi-factor authentication, email security, user management, and data protection settings that support a more secure and compliant environment.
How quickly can you respond to IT issues?
All calls are live-answered 24/7. Non-critical issues will be scheduled, while critical issues will be addressed within an hour.
Do you support firms with multiple offices or branch locations?

Yes. We help firms standardize IT systems, security settings, user access, and support processes across headquarters and branch offices. This helps improve consistency, reduce risk, and make growth easier to manage.

Empowering Your Business To Run Smoothly and Securely With Reliable IT Solutions

Let Next Century Technologies be your partner in navigating the complexities of modern IT technology.

At Next Century Technologies, we know that you want to be trusted and help your business reach its goals. In order to do that, you need IT to guide your business without issues. The problem is your current provider does not communicate well and response times can be a day or more, making you feel like your business is being kept from its true potential. We believe that technology should empower your business, not hold it back. We understand how tough it is to achieve success when so many things are working against you. IT doesn't have to be one of them. Stop worrying about IT and spiraling IT costs and instead focus on your business.

Contact Us Today

Phone: (859) 245-0582

Address:
1795 Alysheba Way UNIT 5104,
Lexington, KY 40509

Secure the future of your business with Next Century Technologies, your trusted partner in managed IT services.

Book A Discovery Call